RIA E&O Insurance Programs — Liability Protection for your RIA career

Errors and Omissions Insurance for RIAs, IARs, Registered Representatives & CFP®s

As a RIA and financial professional, it's vitally important to safeguard against financially devastating claims and lawsuits that can arise from providing professional financial advice. The NAPA Premier RIA E&O program offers Registered Investment Advisors peace of mind through industry leading plans tailored to meet the unique needs of financial professionals. NAPA Premier RIA E&O is underwritten through an A+ rated, admitted carrier and offers fast, easy online enrollments, instant certificates and monthly payment options. Rates starting as low as $952/year or $73.75/month.

RIA E&O Program Features:

  •   A+ Rated, admitted carrier
  •   As low as $952/yr. — $73.75/mo.
  •   Includes duty to defend
  •   Monthly payment options
  •   Click & Bind — no waiting for a quote!
  •   Instant certificate of insurance

E&O for RIAs, IARs & Financial Planners

E&O Program Details

E&O for RIA Firms, LLCs & Corporations

E&O Program Details

E&O for Registered Representatives with Series 7

E&O Program Details

E&O for Life & Health Agents with Series 7

E&O Program Details

NAPA Preferred E&O pricing for FPA members and CLU®, ChFC®, & CFP® designations

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Navigating the New DOL Rule

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