RIA E&O Insurance Programs — Liability Protection for your RIA career

Errors and Omissions Insurance for RIAs, IARs, Registered Representatives & CFP®s

As a RIA and financial professional, it's vitally important to safeguard against financially devastating claims and lawsuits that can arise from providing professional financial advice. The NAPA Premier RIA E&O program offers Registered Investment Advisors peace of mind through industry leading plans tailored to meet the unique needs of financial professionals. NAPA Premier RIA E&O is underwritten through an "A+" rated, admitted carrier and offers fast, easy online enrollments, instant certificates and monthly payment options. Rates starting as low as $950/year or $72.08/month.

RIA E&O Program Features:

  •   "A+" Rated, admitted carrier
  •   As low as $950/yr. — $72.08/mo.
  •   Includes duty to defend
  •   Monthly payment options
  •   Click & Bind — no waiting for a quote!
  •   Instant certificate of insurance

E&O for RIAs, IARs & Financial Planners

E&O Program Details

E&O for RIA Firms, LLCs & Corporations

E&O Program Details

E&O for Registered Representatives with Series 7

E&O Program Details

E&O for Life & Health Agents with Series 7

E&O Program Details

NAPA Preferred E&O pricing for FPA members and CLU®, ChFC®, & CFP® designations

Enter sponsor, organization, association or designation:

Navigating the New DOL Rule

Read the overview from the webinar:
Download PDF

  Customer Care Center

We're here to help! Contact the NAPA Customer Care Center via online chat or phone for first-class assistance.

   (866) 389-0023

Monday – Thursday: 8 am – 6 pm ET
Friday: 8 am – 5 pm ET

  Have Questions?

You can find answers to many of your questions in the NAPA Frequently Asked Questions.

   How Are We Doing?

We take your feedback seriously. Complete a customer satisfaction survey to help us better serve you.

Take a quick survey!